Gains-Core Plus Fund

The Gains-Core Plus Fund is a mutual fund designed to provide total return by combining current income and capital appreciation. Managed within the Guggenheim Active Investment Series, this fund primarily serves Guggenheim’s Separately Managed Account (SMA) clients, utilizing a structure that enables exposure to a broad array of fixed income securities that may not be easily accessed directly by individual portfolios. The fund invests at least 80% of its assets in debt securities, including corporate bonds, U.S. government securities, sovereign debt, asset-backed securities, collateralized loan obligations, non-agency mortgage-backed securities, high-yield corporate bonds, and bank loans. It also employs derivatives to hedge risks or express market views, offering flexibility to navigate varying market conditions. The fund’s distinctive structure eliminates advisory fees at the fund level, with all fees assessed within the SMA, and reimburses ordinary operating expenses, enhancing cost efficiency for eligible investors. The Gains-Core Plus Fund plays a strategic role in managed accounts by diversifying fixed income exposure and providing institutional-grade access to complex credit sectors.